IB & PE

Investment banks, private equity funds, fund companies, and other financial institutions primarily engaged in investment business face high compliance and legal risks in fundraising, project investment, mergers and acquisitions, post investment management, and exit liquidation. If legal risk prevention and control are not in place, and internal legal handling is not professional, it is highly likely to lead to regulatory penalties, investor disputes, transaction breaches, and even project losses, and may even result in criminal liability, directly affecting the normal operation and market reputation of the institution. Lawyer Wei YinghaveExperience in providing specialized legal services to investment institutions, able to provide professional support around key aspects such as product establishment, investment due diligence, transaction design, compliance management, and dispute resolution. Through full process legal scrutiny, effectively identify and prevent various risks, standardize business operations, ensure investment safety, and assist institutions in stable operations and achieving sustainable development.Here are some of the service contents:

1. Fund establishmentfiling

Assist in the establishment of private equity funds and asset management products, draft agreement documents,assistFiling and modification, establishing a legal and compliant product architecture.

2. Fundraisingcompliance

assistStandardize the fundraising process and promotional materials, prevent risks such as illegal fundraising and disguised public fundraising, and ensure that the fundraising process is legal and orderly.

3. Due diligence on investment and financing

Conduct legal due diligence on equity investment, debt investment, and M&A projects, identify legal risks, and reduce investment risks.

4. Transaction Structure Design

Design transaction structures for equity investment, gambling, convertible bonds, mergers and acquisitions, etc., balance the interests of all parties, and reduce performance and compliance risks.

5. Investment Agreement Review

Draft and review investment, shareholder, repurchase, and other agreements, optimize clause design, and avoid invalid agreements, disputes, and legal loopholes.

6. Investment bank sponsorship services

forIPOProvide legal support for investment banking projects such as refinancing and bond issuance, assist in application and inquiry response, and ensure compliance in practice.

7. Post investment management support

To provide legal support for post investment governance, major decision-making, and financial supervision, improve risk warning, and maintain the safety of investment assets.

8. Investment exit liquidation

Assist throughIPOExit through mergers and acquisitions, equity transfers, repurchases, etc., handle liquidation and distribution matters, and resolve exit disputes.

9. Construction of compliance system

Establish an internal compliance and risk control system, standardize related party transactions and conflict of interest management, and meet regulatory inspections and internal governance requirements.

16. Information Disclosure Compliance

Review the information disclosure documents of fund operations and capital market projects to prevent liability risks such as false statements and significant omissions.

11. Investment dispute resolution

Handle disputes such as share transfer, income distribution, and information disclosure, participate in mediation, arbitration, and litigation, and safeguard the legitimate rights and interests of the institution.